Settlement: Van Der Moolen Specialists USA

An investigation by the NYSE (New York Stock Exchange) probing Van Der Moolen Specialists USA has concluded that the company's stock loan department had violated the regular stock loan transaction and committed related violations and that the company had failed to reasonably supervise the department. Van Der Moolen has agreed to pay the NYSE a fine of $3.5 million. Seventy-five percent of Van Der Moolen Specialists USA is owned by Van Der Moolen. (Jul-10-06)[]




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